All: State Rule Proposals

Arizona Corporation Commission Notice of Proposed Order Regarding Dealer and Salesman Registration Fees and Salesman Transer Fee and Request for Comment

December 23, 2009 Print | PDF | Email

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The Securities Division of the Washington Department of Financial Institutions recently filed a Rule Making Order amending its franchise registration rules

November 2, 2009 Print | PDF | Email

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Proposed Florida Rule: Disqualifying Periods for Associated Person Registrations

August 17, 2009 Print | PDF | Email

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Alabama Securities Commission Notice of Fee Increase

July 27, 2009 Print | PDF | Email

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Rhode Island has increased the licensing fees

July 1, 2009 Print | PDF | Email

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Wisconsin Department of Financial Institutions issues notice of fee increases

June 30, 2009  Print | PDF | Email

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Washington Securities Division Files Notice of Preproposal Statement of Inquiry Concerning Mortgage Paper Securities

June 4, 2009 Print | PDF | Email

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Maryland Securities Commissioner Issues Order for Revised Notice Filing Requirements for Form D

November 20, 2008  Print | PDF | Email

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The North Carolina Division of Securities Seeks Comments on Proposals

November 17, 2008 Print | PDF | Email

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Washington State Securities Division Amends Private and Limited Offering Rules: The Washington State Securities Division has amended the rules set forth in WAC 460-44A-500 and 460-44A-502 through -506 in light of amendments to related rules set forth in federal Regulation D

July 31, 2008 Print | PDF | Email

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