All: State Rule Proposals

Wisconsin Securities Law Penalty Enhancer Legislation Is Signed and Becomes Effective

May 5, 2010  Print | PDF | Email

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Utah Issues Notice of Proposed Rule

February 1, 2010 Print | PDF | Email

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Florida Office of Financial Regulation Issues Notice of Rule Development

December 30, 2009 Print | PDF | Email

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Arizona Corporation Commission Notice of Proposed Order Regarding Dealer and Salesman Registration Fees and Salesman Transer Fee and Request for Comment

December 23, 2009 Print | PDF | Email

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The Securities Division of the Washington Department of Financial Institutions recently filed a Rule Making Order amending its franchise registration rules

November 2, 2009 Print | PDF | Email

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Proposed Florida Rule: Disqualifying Periods for Associated Person Registrations

August 17, 2009 Print | PDF | Email

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Alabama Securities Commission Notice of Fee Increase

July 27, 2009 Print | PDF | Email

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Rhode Island has increased the licensing fees

July 1, 2009 Print | PDF | Email

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Wisconsin Department of Financial Institutions issues notice of fee increases

June 30, 2009  Print | PDF | Email

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Washington Securities Division Files Notice of Preproposal Statement of Inquiry Concerning Mortgage Paper Securities

June 4, 2009 Print | PDF | Email

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