All: Regulatory Activity

Proposed Amendments to Florida Administrative Code

January 5, 2007

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Arizona Corporation Commission Files Notice of Final Rulemaking

June 23, 2006

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The Idaho Department of Finance is soliciting input as it develops its Strategic Plan

June 8, 2006

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Maryland Division of Securities Announces Notice of Opportunity to Inspect and Comment on Proposed Amendments to Chapters .01, .02 and .08 of Securities Division Regulations

April 18, 2006

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Maine Office of Securities, Department of Professional and Financial Regulation Notice of Agency Rule-Making Proposals

October 24, 2005

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The California Corporations Commissioner has adopted changes to Title 10, California Code of Regulations (10 C.C.R. Section 260.121) pursuant to the Corporate Securities Law of 1968 relating to entity conversion transactions

October 21, 2005

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Securities Division of the Arizona Corporation Commission has filed a Notice of Proposed Rulemaking to Amend A.A.C.R14-4-116

October 8, 2004

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Maryland Division of Securities announcement of a regulatory review pursuant to Maryland’s Regulatory Review and Evaluation Act

August 31, 2004

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California Department of Corporations adopts regulations relating to electronic filing for offer and sale of securities

April 16, 2004

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Washington State Amends WAC 460-42A-081, Creating a Secondary Trading Exemption for Securities Listed on the Toronto Stock Exchange

March 1, 2004

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