All: Regulatory Activity

Notice of Release: Internal and public comments sought on a proposal by the NASAA Franchise Project Group for franchise states to accept, as of July 1, 2007, franchise disclosure prepared under the FTC’s new amended Franchise Rule with the addition of a new state cover page

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized the release, for both internal and public comment, the attached proposal for states that register franchise offerings to accept, as of July 1, 2007, franchise disclosure documents prepared under the Federal Trade Commission’s amended Franchise Rule with certain additional requirements, […]

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more

Notice of Release: Internal and public comments sought on a proposal by the NASAA Franchise Project Group for franchise states to accept, as of July 1, 2007, franchise disclosure prepared under the FTC's new amended Franchise Rule with the addition of a new state cover page

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized the release, for both internal and public comment, the attached proposal for states that register franchise offerings to accept, as of July 1, 2007, franchise disclosure documents prepared under the Federal Trade Commission’s amended Franchise Rule with certain additional requirements, […]

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more

Washington Securities Division Seeks Comments on Possible Amendments to to Rules Regarding Use of Professional Designations Relating To Senior Citizens

April 18, 2007 Print | PDF | Email

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Iowa Insurance Division Notice of Intended Action

April 13, 2007 Print | PDF | Email

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Proposed Amendments to Florida Administrative Code

January 5, 2007 Print | PDF | Email

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Arizona Corporation Commission Files Notice of Final Rulemaking

June 23, 2006 Print | PDF | Email

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The Idaho Department of Finance is soliciting input as it develops its Strategic Plan

June 8, 2006 Print | PDF | Email

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Maryland Division of Securities Announces Notice of Opportunity to Inspect and Comment on Proposed Amendments to Chapters .01, .02 and .08 of Securities Division Regulations

April 18, 2006 Print | PDF | Email

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Maine Office of Securities, Department of Professional and Financial Regulation Notice of Agency Rule-Making Proposals

October 24, 2005 Print | PDF | Email

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The California Corporations Commissioner has adopted changes to Title 10, California Code of Regulations (10 C.C.R. Section 260.121) pursuant to the Corporate Securities Law of 1968 relating to entity conversion transactions

October 21, 2005 Print | PDF | Email

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