All: Request for Comment

Proposed Amendment to the NASAA CR-Equity Statements of Policy

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA), has authorized release for public comment a proposal to update the following 11 NASAA CR-Equity statements of policy: Statement of Policy Regarding Corporate Securities Definitions (1997/1999) Statement of Policy Regarding Preferred Stock (1997) Statement of Policy Regarding Loans and Other Material Transactions […]

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more

Proposed Repeal of NASAA Guidelines for Registration of Periodic Payment Plans

The NASAA Corporation Finance Policy Project Group (Project Group) requests public comment on the proposed repeal of  NASAA’s Guidelines for Registration of Periodic Payment Plans (Guidelines). The public comment period is from August 21, 2007 to September 21, 2007. Download: Notice of Release for Public Comment Print | PDF | Email

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more

Notice of Release: Internal and public comments sought on a proposal by the NASAA Franchise Project Group for franchise states to accept, as of July 1, 2007, franchise disclosure prepared under the FTC’s new amended Franchise Rule with the addition of a new state cover page

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized the release, for both internal and public comment, the attached proposal for states that register franchise offerings to accept, as of July 1, 2007, franchise disclosure documents prepared under the Federal Trade Commission’s amended Franchise Rule with certain additional requirements, […]

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more

Notice of Release: Internal and public comments sought on a proposal by the NASAA Franchise Project Group for franchise states to accept, as of July 1, 2007, franchise disclosure prepared under the FTC's new amended Franchise Rule with the addition of a new state cover page

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized the release, for both internal and public comment, the attached proposal for states that register franchise offerings to accept, as of July 1, 2007, franchise disclosure documents prepared under the Federal Trade Commission’s amended Franchise Rule with certain additional requirements, […]

Issues & Advocacy, NASAA Proposals, Regulatory Activity, Request for Comment Read more