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Model Rules

In the event that the Model Rule that you are looking for is not here, please let us know. 10/08/13 NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule, Amended Oct. 8, 2013 04/15/13 NASAA Performance-Based Compensation Exemption for Investment Advisers, Model Rule 102(f)-3, under the Uniform Securities Act of 1956, Adopted April […]

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