All: Speeches

Remarks of NASAA President Mike Rothman Delivered to NASAA 2017 Public Policy Conference

May 9, 2017–Delivered via Skype to NASAA’s Public Policy Conference in Washington, D.C.

Newsroom, Speeches Read more

Remarks of NASAA President Mike Rothman at the Signing of the Memorandum of Understanding Between NASAA and the SEC

Feburary 17, 2017–Delivered at SEC headquarters in Washington, D.C.

Newsroom, Speeches Read more

2016 Presidential Address: Minnesota Commissioner of Commerce Mike Rothman

September 13, 2016–NASAA President Mike Rothman’s inaugural address at NASAA’s 2016 Annual Conference in Providence, Rhode Island.

Newsroom, Speeches Read more

Remarks of NASAA President Judith Shaw at the ARM 2016 Annual Educational Conference

March 8, 2016–NASAA President Judith Shaw’ discusses NASAA’s senior investor protection initiatives at the Association of Registration Management 2016 Annual Educational Conference.

Newsroom, Speeches Read more

2015 Presidential Address: Maine Securities Administrator Judith Shaw

September 29, 2015–NASAA President Judith Shaw’s inaugural speech at NASAA’s 98th Annual Conference.

Read more

A Presidential Conversation: William Beatty and Andrea Seidt

September 16, 2014–An adaptation of remarks given at NASAA’s Annual Conference on September 16, 2014 by William Beatty, NASAA President and Washington Securities Director, and Andrea Seidt, NASAA Past President and Ohio Securities Commissioner.

Read more

NASAA President Andrea Seidt’s Remarks at NASAA’s 2014 Public Policy Conference

April 8, 2014–NASAA President Andrea Seidt discusses the SEC’s Regulation A proposal and the states’ new multi-state coordinated review program for Regulation A offerings in her opening remarks at the NASAA 2014 Public Policy Conference.

Read more

NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting

April 1, 2014-NASAA President Andrea Seidt: “Our markets function most effectively when industry and regulators work together to protect and serve investors.”

Read more

2013 Presidential Address: Andrea Seidt Ohio Securities Commissioner

October 8, 2013–NASAA President Andrea Seidt’s inaugural speech at NASAA’s annual conference in Salt Lake City, Utah.

Read more

NASAA President Heath Abshure’s Remarks at NASAA, SEC 19(d) Conference

April 16, 2013Washington, D.C. Good morning and welcome. I’m Heath Abshure, Arkansas Securities Commissioner and president of NASAA. I am pleased to welcome you to the annual 19(d) conference. Representatives of the SEC and NASAA meet each year in accordance with Section 19(d) of the Securities Act of 1933. Although we do get together more […]

Read more