All: Speeches

A Presidential Conversation: William Beatty and Andrea Seidt

September 16, 2014–An adaptation of remarks given at NASAA’s Annual Conference on September 16, 2014 by William Beatty, NASAA President and Washington Securities Director, and Andrea Seidt, NASAA Past President and Ohio Securities Commissioner.

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NASAA President Andrea Seidt’s Remarks at NASAA’s 2014 Public Policy Conference

April 8, 2014–NASAA President Andrea Seidt discusses the SEC’s Regulation A proposal and the states’ new multi-state coordinated review program for Regulation A offerings in her opening remarks at the NASAA 2014 Public Policy Conference.

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NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting

April 1, 2014-NASAA President Andrea Seidt: “Our markets function most effectively when industry and regulators work together to protect and serve investors.”

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2013 Presidential Address: Andrea Seidt Ohio Securities Commissioner

October 8, 2013–NASAA President Andrea Seidt’s inaugural speech at NASAA’s annual conference in Salt Lake City, Utah.

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NASAA President Heath Abshure's Remarks at NASAA, SEC 19(d) Conference

April 16, 2013Washington, D.C. Good morning and welcome. I’m Heath Abshure, Arkansas Securities Commissioner and president of NASAA. I am pleased to welcome you to the annual 19(d) conference. Representatives of the SEC and NASAA meet each year in accordance with Section 19(d) of the Securities Act of 1933. Although we do get together more […]

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NASAA President Heath Abshure’s Remarks at NASAA, SEC 19(d) Conference

April 16, 2013Washington, D.C. Good morning and welcome. I’m Heath Abshure, Arkansas Securities Commissioner and president of NASAA. I am pleased to welcome you to the annual 19(d) conference. Representatives of the SEC and NASAA meet each year in accordance with Section 19(d) of the Securities Act of 1933. Although we do get together more […]

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NASAA President Heath Abshure's Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013–NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.

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NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013–NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.

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NASAA President Heath Abshure's Remarks on SEC General Solicitation Proposed Rule

October 9, 2012 remarks by NASAA President Heath Abshure during news conference on SEC’s proposed rule on general solicitation

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NASAA President Heath Abshure’s Remarks on SEC General Solicitation Proposed Rule

October 9, 2012 remarks by NASAA President Heath Abshure during news conference on SEC’s proposed rule on general solicitation

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