2010 Headlines
April 7, 2010
NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
April 7, 2010 - Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.
April 7, 2010
Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference
April 7, 2010 - Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.
March 25, 2010
NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform
March 25, 2010 - This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”
March 16, 2010
NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals
March 16, 2010 - NASAA President Denise Voigt Crawford calls proposals a "mixed bag."
February 25, 2010
NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009
February 25, 2010 - NASAA President contends that investors don't need another study, they need help now.
February 22, 2010
Planning Your Retirement with Confidence
February 22, 2010 - In recognition of America Saves Week, NASAA is launching a new investor education program designed to bring retirement planning assistance to the workplace.
February 3, 2010
Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection
February 3, 2010 - Investors, including seniors, would be harmed if securities and insurance industry opposition to a fiduciary duty for investment advice prevails.
January 15, 2010
$5.15 Million Available to Investors in Securities Fraud Case
January 15, 2010 - State securities regulators are seeking as many as 27,000 investors who may be eligible to participate in a multi-million dollar distribution plan approved by the New Jersey Superior Court.
January 14, 2010
NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown
January 14, 2010 - In testimony before the U.S. Financial Crisis Inquiry Commission, NASAA President Denise Voigt Crawford offers a series of recommendations to strengthen investor protection.
January 11, 2010
