Testimony
January 14, 2010
NASAA Testimony Before the Financial Crisis Inquiry Commission
January 14, 2010 - Written testimony of NASAA President Denise Voigt Crawford delivered to the United States Financial Crisis Inquiry Commission.
October 6, 2009
Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office
October 6, 2009 - Written testimony of NASAA President Denise Voigt Crawford, delivered to the House Financial Services Committee, regarding improvements to the financial regulatory system.
September 17, 2009
S. 1551: The Liability for Aiding and Abetting Securities Violations Act of 2009
September 17, 2009 - Written testimony of Illinois Securities Commissioner Tanya Solov, delivered to the Senate Judiciary Subcommittee on Crime and Drugs, discussing liability for aiding and abetting securities violations.
September 15, 2009
Mandatory Binding Arbitration: Is it Fair and Voluntary?
September 15, 2009 - NASAA written statement submitted to the House Judiciary Subcommittee on Commercial and Administrative Law regarding mandatory binding arbitration.
April 29, 2009
The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
April 29, 2009 - NASAA written statement submitted to the Senate Homeland Security and Government Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia regarding the role of the federal government in empowering Americans to make informed financial decisions.
April 29, 2009
Betting on Death in the Life Settlement Market – What’s at Stake for Seniors?
April 29, 2009 - Written testimony of Colorado Securities Commissioner, and NASAA President, Fred Joseph, delivered to the Senate Special Committee on Aging, regarding the regulation of life settlements.
March 26, 2009
NASAA Testimony on Enhancing Investor Protection and the Regulation of Securities Markets
March 26, 2009 - Written testimony of Colorado Securities Commissioner, and NASAA President Fred J. Joseph, delivered before the Senate Committee on Banking, Housing, and Urban Affairs, regarding enhancing investor protection and the regulation of markets.
March 20, 2009
Federal and State Enforcement of Financial Consumer and Investor Protection Laws
March 20, 2009 - Written testimony of Delaware Securities Commissioner James B. Ropp, delivered to the House Committee on Financial Services, regarding ways to enhance our ability to pursue financial fraud and prosecute the perpetrators of those crimes.
December 13, 2007
Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season
December 13, 2007 - Written testimony of North Dakota Securities Commissioner, and NASAA President Karen Tyler, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding protecting investors during the holiday season.
December 12, 2007
