February 25, 2000 – Testimony of Deborah R. Bortner
Director of Securities, Washington State Department of Financial Institutions
Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations

October 14, 1999 – Written Statement of the North American Securities Administrators Association
House Small Business Committee, Government Programs and Oversight Subcommittee

September 16, 1999 – Oral Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire Bureau of Securities and NASAA President
Before the Senate Governmental Affairs Committee, Permanent Subcommittee on Investigations

June 25, 1999 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner and Past-President
North American Securities Administrators Association, Inc.
Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations

March 23, 1999 – Testimony of G. Philip Rutledge
Deputy Chief Counsel,
Pennsylvania Securities Commission
Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs,
United States Senate

March 22, 1999 – Testimony of Peter C. Hildreth
Director of Securities Regulation, New Hampshire & NASAA President
Before the Permanent Subcommittee on Investigations of the Governmental Affairs Committee,
United States Senate

February 24, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the Senate Banking, Housing and Urban Affairs Committee,
United States Senate

February 11, 1999 – Testimony of Thomas E. Geyer
Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group
Before the House Banking, Housing and Urban Affairs,
United States House of Representatives

September 29, 1998 – Written Statement of Denise Voigt Crawford
President, North American Securities Administrators’ Association, Inc.
Commissioner, Texas Securities Board
Submitted to the Finance and Hazardous Materials Subcommittee
U.S. House of Representatives