All: Testimony

H.R. 957, The Broker Accountability through Enhanced Transparency Act of 2003

March 6, 2003 – Written Statement of the North American Securities Administrators Association
To the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee, House Committee on Financial Services

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The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation

June 25, 2002 – Prepared Statement of Dale E. Cantone
Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the Office of the Maryland Attorney General, Securities Division
Before the Subcommittee on Commerce, Trade, and Consumer Protection of the Committee on Energy and Commerce,
United States House of Representatives

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Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

June 19, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the Crime and Drugs Subcommittee Senate Judiciary Committee

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One Broker Gone Bad: Punishing the Criminal, Making Victims Whole

May 23, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the House Financial Services Oversight and Investigations Subcommittee, U.S. House of Representatives

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The Importance of Financial Literacy and Education in America

February 6, 2002 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner
Before the Committee on Banking, Housing and Urban Affairs, United States Senate

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Protecting Consumers: What Can Congress Do To Help Financial Regulators?

March 6, 2001 – Written Statement of the North American Securities Administrators Association
To Be Included in the Hearing Record of The Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit Hearing,
Committee on Financial Services

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Organized Crime on Wall Street

September 13, 2000 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner and NASAA President
Before the House Commerce Committee Subcommittee on Finance and Hazardous Materials, U.S. House of Representatives

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Market Structure Issues for the Futures, Options and Equities Markets

May 8, 2000 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner and NASAA President
Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate
Chicago, Illinois

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NASAA Testimony Outlining Concerns About Day Trading

February 25, 2000 – Testimony of Deborah R. Bortner
Director of Securities, Washington State Department of Financial Institutions
Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations

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NASAA Statement on Public Offerings

October 14, 1999 – Written Statement of the North American Securities Administrators Association
House Small Business Committee, Government Programs and Oversight Subcommittee

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