All: Testimony

Improving Financial Literacy

September 28, 2006 – NASAA written statement, submitted to the House Financial Services Subcommittee on Financial Institutions and Consumer Credit, regarding Improving financial literacy.

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NASAA Statement at SEC Seniors Summit

July 17, 2006 – Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.

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Protecting Senior Citizens Against Investment Fraud

March 29, 2006 – Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.

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Financial Services Regulatory Relief Legislation

March 1, 2006 – NASAA written statement to the Senate Committee on Banking, Housing and Urban Affairs, regarding financial services regulatory relief legislation.

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H.R. 3505 – The Financial Services Regulatory Relief Act of 2005

September 22, 2005 – Written Statement of the
North American Securities Administrators Association
To The Financial Institutions and Consumer Credit Subcommittee
House Committee on Financial Services

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The Role of State Securities Regulators in Protecting Investors

June 2, 2004 – Written testimony of Connecticut Securities Commissioner, and NASAA President, Ralph A. Lambiase, delivered to the Senate Committee on Banking, Housing, and Urban Affairs United States Senate, regarding the role of state securities regulators in protecting investors.

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The Role of State Securities Regulators in Protecting Investors, Enforcement Overview

June 2, 2004 – Written testimony of Alabama Securities Commissioner Joseph P. Borg, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding the role of state securities regulators in protecting investors.

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Protecting Senior Citizens Against Internet Investment Fraud

March 23, 2004 – Testimony of Tanya Solov
Illinois Securities Director and NASAA Broker-Dealer Section Chair
Before the Special Committee on Aging United States Senate

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The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)

June 5, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises,
Committee on Financial Services, United States House of Representatives

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Wall Street Analyst Conflicts of Interest Global Settlement

May 7, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Committee on Banking, Housing and Urban Affairs United States Senate

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