Protecting Senior Citizens Against Internet Investment Fraud
March 23, 2004 – Testimony of Tanya Solov
Illinois Securities Director and NASAA Broker-Dealer Section Chair
Before the Special Committee on Aging United States Senate
All: Testimony
The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)
June 5, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises,
Committee on Financial Services, United States House of Representatives
Wall Street Analyst Conflicts of Interest Global Settlement
May 7, 2003 – Testimony of Christine A. Bruenn
NASAA President and Maine Securities Administrator
Before the Committee on Banking, Housing and Urban Affairs United States Senate
H.R. 957, The Broker Accountability through Enhanced Transparency Act of 2003
March 6, 2003 – Written Statement of the North American Securities Administrators Association
To the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee, House Committee on Financial Services
The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation
June 25, 2002 – Prepared Statement of Dale E. Cantone
Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the Office of the Maryland Attorney General, Securities Division
Before the Subcommittee on Commerce, Trade, and Consumer Protection of the Committee on Energy and Commerce,
United States House of Representatives
Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?
June 19, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the Crime and Drugs Subcommittee Senate Judiciary Committee
One Broker Gone Bad: Punishing the Criminal, Making Victims Whole
May 23, 2002 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner
Chairman, Enforcement Section
Before the House Financial Services Oversight and Investigations Subcommittee, U.S. House of Representatives
The Importance of Financial Literacy and Education in America
February 6, 2002 – Testimony of Denise Voigt Crawford
Texas Securities Commissioner
Before the Committee on Banking, Housing and Urban Affairs, United States Senate
Protecting Consumers: What Can Congress Do To Help Financial Regulators?
March 6, 2001 – Written Statement of the North American Securities Administrators Association
To Be Included in the Hearing Record of The Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit Hearing,
Committee on Financial Services
Organized Crime on Wall Street
September 13, 2000 – Testimony of Bradley W. Skolnik
Indiana Securities Commissioner and NASAA President
Before the House Commerce Committee Subcommittee on Finance and Hazardous Materials, U.S. House of Representatives
