All: Investor Alerts & Tips

Informed Investor Advisory: Virtual Currency

Are you an informed investor? What’s in your e-Wallet? Virtual currency, which includes digital and crypto-currency are gaining in both popularity and controversy. Thousands of merchants, businesses and other organizations currently accept Bitcoin, one example of crypto-currency, in lieu of traditional currency. An ATM in Las Vegas and the arena of the NBA’s Sacramento Kings professional basketball team […]

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Making Sense of Financial Professional Titles

The Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy and the North American Securities Administrators Association (NASAA) are jointly issuing this Investor Bulletin to help investors better understand the titles used by financial professionals.

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Informed Investor Advisory: Energy Investments

With energy demands and a desire for energy independence increasing globally, investments in traditional and alternative energy resources are being promoted more often and are becoming attractive to more investors.

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Informed Investor Advisory: Financial Service Providers

Whether you are just starting a retirement fund or need additional help with growing and managing your money, you may benefit from selecting an investment services professional. Finding a person who is knowledgeable, affordable, and trustworthy may be a challenging process.

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Informed Investor Advisory: Private Placement Offerings

Learn about the risks associated with private placement offerings.

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Small Business Advisory: Crowdfunding

On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions intended to facilitate capital formation in the United States. Part of this legislation included the CROWDFUND Act, which makes significant changes in current federal and state securities laws. The CROWDFUND Act will allow entrepreneurs […]

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Informed Investor Advisory: Crowdfunding

Are you an informed investor? Crowdfunding The Internet has become an inexpensive and easy way for individuals and businesses to raise money for their activities. Congress recently passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to create rules exempting crowdfunding from the securities registration laws. Once implemented these rules will remove restrictions on start-up […]

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NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat

February 1, 2012 – Following the Federal Reserve’s announcement that interest rates are expected to remain low until at least late 2014, NASAA today cautioned investors to beware of risky or outright fraudulent investments promising higher yield or returns.

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Self-Directed IRAs and the Risk of Fraud

The SEC and NASAA warn investors of the potential risks associated with investing through self-directed Individual Retirement Accounts (self-directed IRAs).

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Informed Investor Advisory: Social Networking

Social networking in the Internet age allows people to connect to one another
more quickly and easily than ever before. Investment promoters increasingly are
logging on to find investors … and their money.

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