2009 Annual Conference

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Conferences

NASAA 92nd Annual Conference
Denver, Colorado
September 13-15, 2009
Hotel Deadline: August 20, 2009

Where: Sheraton Denver Downtown Hotel, Denver, Colorado

When: September 13-15, 2009

Make Plans Now to Attend NASAA’s Annual Conference
Please join the North American Securities Administrators Association for its 92nd Annual Conference. The conference will provide an excellent opportunity to network with professionals from the worlds of finance and investment, securities regulation, and public policy.

ON THE AGENDA

PANELS:

The Role of State Regulators in the New Regulatory Landscape

Enforcement: Enhancing Regulatory Cooperation to Strengthen Investor Protection

Monitoring the Middlemen: Enhancing the Regulation of Third Party Finders

NSMIA 13 Years Later: Rule 506 Transactions Demonstrate the Need for Change

FORUMS:

Broker-Dealer

Corporation Finance

Investment Adviser

Investor Education

Enforcement

Joint Web CRD/IARD

Details>

NEW: Speaker
Schedule >

Schedule
At a Glance >

CONFERENCE REGISTRATION INFORMATION

Registration is now open for the 2009 Annual Conference. To register, download and complete the registation form below. Register by August 3 to take advantage of early registration rates.

Registration Form >

HOTEL RESERVATION INFORMATION

SHERATON HOTEL DENVER DOWNTOWN – Reserve Now!
Hotel Deadline: August 20, 2009

For guest room reservations, please call the Sheraton Hotel at (888) 627-8405. Ask for the North American Securities conference rate or give the reservation agent group code: NASAA. NASAA Group Rates are $195.00 per night.