Upcoming Events:

NASAA 2015 Annual Conference

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Regulation For The Ages
Sept. 27-29, 2015
San Juan, Puerto Rico

 


Register Now

Register by August 16 and save!

Hotel Information
The Caribe Hilton Hotel
1 San Geronimo Street
San Juan, PR 00901

Deadline for hotel accommodations: September 3, 2015

Book your hotel room online

To reserve your room by phone, call: Phone: (787) 721-0303 or (800)-HILTONS

 


Featured Speakers

Levitt
Arthur Levitt
Former SEC Chair
Farrell
Chris Farrell
Author & Financial Commentator

Preliminary Agenda

Sunday, Sept. 27
NASAA Membership Meeting
9 am – 12 pm

Paralegal Roundtable Program
8 am – 10 am

ABA State Regulation of Securities Committee Meeting
10 am – 12 pm

Brunch
11:45 am – 1 pm

Afternoon Session
1 pm – 5 pm

  • Opening Session
  • Panel Discussion: The Future of Investing
  • Broker-Dealer Section Forum

Welcome Reception
6 pm – 7:30 pm

Monday, Sept. 28 
Morning Session
9 am – 12:15 pm

  • Joint Web CRD/IARD Forum
  • Investor Education Section Forum
  • Panel Discussion: Tracing the Arc of Financial Regulation

Afternoon Session
12:15 pm – 5 pm

  • Keynote Luncheon
  • Investment Adviser Section Forum
  • Enforcement Section Forum

Reception
6 pm – 8 pm

Tuesday, Sept. 29
Morning Session
8:30 am – 12 pm

  • NASAA Membership Meeting
  • Panel Discussion: The Evolution of Investment Products

Afternoon Session
12 pm – 4:30 pm

  • Presidential Luncheon
  • Corporation Finance Section Forum
  • Ombudsman Meeting

Reception & Dinner
6:15 pm – 10 pm