Board Committees

Board Level Committees 

AWARDS
Craig Goettsch (IA), Chair
William Beatty (WA)
Kevin Hoyt (NB)
Andrea Seidt (OH)
Lonnie Martin (NASAA), Liaison
Robert Webster (NASAA), Liaison

CAPITAL FORMATION
Michael Pieciak (VT), Chair
Faith Anderson (WA)
William Beatty (WA)
Joseph Borg (AL)
Jo-Anne Matear (ON)
Judith Shaw (ME)

CRD/IARD FORMS & PROCESS
Natasha Hurt (FL), Chair
Rodney Griess (NE)
Anne Followell (OH)
Jack Horne (CT)
Pamela Kirkland (SC)
Susan Largman (NJ)
Lindsey (Rankin) Stout (KY)

CRD/IARD STEERING
Melanie Lubin (MD), Chair
Pamela Epting (FL), Vice-Chair
Rodney Griess (NE)
Natasha Hurt (FL)
Andrea Seidt (OH)
A. Valerie Mirko (NASAA), Liaison

CYBERSECURITY
Amanda Senn (AL), Chair
William Beatty (WA)
Joseph Borg (AL)
Frank Borger-Gilligan (TN)
Matthew Fink (NV)
Jillian Lazar (DE)
Christopher Staley (NASAA), Liaison
Mike Canning (NASAA), Liaison
A. Valerie Mirko (NASAA), Liaison

ELECTRONIC FILING DEPOSITORY STEERING
William Beatty (WA), Chair
Faith Anderson (WA)
Diane Ridley Gatewood (NY)
Susan Largman (NJ)
Daniel Reed (WV)
Melanie Senter Lubin (MD)
Meredith (Paige) Turney (ME)
Mark Stewart (NASAA), Liaison
Jason Wolf (NASAA), Liaison

NASAA EXAMS ADVISORY
Leslie Van Buskirk (WI), Chair
Elizabeth Bowling (TN)
Heather Gallagher (CO)
Rosemary Gonzalez (NJ)
Edward Moran (ME)
William Pultinas (OH)
William Spradlin (VA)
Jill Vallely (WA)
Joseph Zibelman (PA)
Christopher Staley (NASAA), Liaison

FEDERAL LEGISLATION
Gerald Rome (CO), Chair
William Beatty (WA)
Richard Blackwell (OR)
William Brainard (IN)
Kimiko Butcher (MA)
David Finnigan (IL)
William Green (DE)
Melanie Lubin (MD)
Robin Wiessmann (PA)
Joseph Brady (NASAA), Liaison
Mike Canning (NASAA), Liaison

FINANCE & AUDIT
Tom Cotter (AB), Chair
Melanie Lubin (MD)
Michael Pieciak (VT)
Joseph Brady (NASAA), Non-voting Member
Marina Alonso-Mendoza (NASAA), Non-voting Member

Working Group Members:
Tim Adams (AL)
Clyde Hartman (DE)
Chritina Mallard (CO)

FINTECH
Michael Pieciak (VT), Chair
Frank Borger-Gilligan (TN), Vice-Chair
James Burns (ID)
John Castiglione (NY)
Moad Fahmi (QC)
Bryan Lantagne (MA)
Stephen Lau (CA)
Claire McHenry (NE)
Robin Wiessmann (PA)
Mike Canning, NASAA Liaison
A. Valerie Mirko, NASAA Liaison
Mark Steward, NASAA Liaison

INTERNATIONAL
Sharon Kelly (QC), Chair
Nancy Ax (ID)
Kevin Hoyt (NB)
Ashok Menen (ON)
Ethel Ramirez (MX)
Joseph Brady (NASAA), Liaison

INVESTMENT ADVISER CONTINUING EDUCATION
Vacant, Co-Chair
Linda Cena (MI), Co-Chair
William Carrigan (VT)
Craig Goettsch (IA)
Lisa Hopkins (WV)
Melanie Lubin (MD)
Andrea Seidt (OH)
Noula Zaharis (GA)
A. Valerie Mirko, (NASAA) Liaison
Chris Staley, (NASAA), Liaison

LEGAL SERVICES
Gerald Rome (CO), Chair
Karla Black (ME)
Tanya Solov (IL)
Zachary Knepper (NASAA), Liaison
Christopher Staley (NASAA), Liaison

MEMBER SERVICES
Pamela Epting (FL), Chair
William Brainard (IN)
Larry Deiter (SD)
Barry Glennon (NH)
Lisa Hopkins (WV)
Susan Powell (NB)
Joseph Brady (NASAA), Liaison
Kaprina Robinson (NASAA), Liaison

NEMO TRAINING & SUPPORT
Michael Huggs (MS), Chair
Addy Asoro (TX)
Sarah Bartell (CO)
Jennifer Godden (WA)
Natasha Hurt (FL)
Amber Murphy (WV)
Levin Walker (LA)
Jason Wolf (NASAA), Liaison

PROFESSIONAL DEVELOPMEMT
Judith Shaw (ME), Chair
Steve Dowling (PEI), Vice-chair
Dennis Britson (IA)
Martin Cordell (WA)
Susan Edwards (OK)
Lynne Egan (MT)
Klem Klementon (CT)
Vince La Marca (ON)
Ann Rankin (VA)
Denise Walker (WV)
Kaycee Wolf (TN)
Leslie Worrell (AL)
James Apistolas (NASAA), Liaison
Lonnie Martin (NASAA), Liaison

SENIOR ISSUES/DIMINISHED CAPACITY
Judith Shaw (ME), Chair
Deborah Gillis (NB), Vice-Chair
Toni Brown (AZ)
Bernice Geiger (NM)
Alex Glass (IN)
Brian LaForme (PA)
Melanie Lubin (MD)
Claire McHenry (NE)
Theodore Miles (DC)
David Minnick (MO)
Ty Nohara (HI)
Kristen Standifer (WA)
Megan Verdeja (MN)
Diane Young-Spitzer (MA)
Joseph Brady (NASAA), Liaison
Mike Canning (NASAA), Liaison
Christopher Staley, (NASAA), Liaison

SRO MATTERS
Andrea Seidt (OH), Chair
Pamela Epting (FL)
Melanie Lubin (MD)
Joseph Brady (NASAA), Liaison

STATE LEGISLATION
Lynne Egan (MT), Chair
Faith Anderson (WA)
Karla Black (ME)
Richard Blackwell (OR)
Frank Borger-Gilligan (TN)
Alex Glass (IN)
Jillian Lazar (DE)
Cheryn Netz (MS)
Michael Nusbaum (WV)
Mike Canning (NASAA), Liaison

UNIFORM SECURITIES ACT
Craig Goettsch (IA), Chair
Joseph Brady (NASAA), Liaison

 

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