Sections and Project Groups

Last updated December 19, 2014

NASAA conducts its affairs through standing committees organized into five sections: broker-dealers regulation, investment adviser regulation, enforcement, corporation finance, and investor education. Project groups are formed in each section to work on topical issues.

2014-2015 Board Committees, Sections and Project Groups

Board Committees

Broker-Dealer Section and Project Groups

Corporation Finance Section and Project Groups

Enforcement Section and Project Groups

Investment Adviser Section and Project Groups

Investor Education Section and Project Groups