Sections and Project Groups

Last updated November 18, 2016

NASAA conducts its affairs through standing committees organized into five sections: broker-dealers regulation, investment adviser regulation, enforcement, corporation finance, and investor education. Project groups are formed in each section to work on topical issues.

Current Board Committees, Sections and Project Groups

Board Committees

Broker-Dealer Section and Project Groups

Corporation Finance Section and Project Groups

Enforcement Section and Project Groups

Investment Adviser Section and Project Groups

Investor Education Section and Project Groups