Sections and Project Groups
Last updated May 2013
NASAA conducts its affairs through standing committees organized into five sections: broker-dealers regulation, investment adviser regulation, enforcement, corporation finance, and investor education. Project groups are formed in each section to work on topical issues.
2012-2013 Board Committees, Sections and Project Groups
Broker-Dealer Section and Project Groups
Corporation Finance Section and Project Groups
Enforcement Section and Project Groups
