Previous Events






NASAA Annual Fall Conference

October 6-8, 2013  – Salt Lake City, Utah

Protecting Investors
in the Evolving Landscape
of Securities Regulation

Conference Chair:
David Massey
North Carolina Deputy Securities Administrator

Regular Conference Registration Ends Sept. 27
Hotel Cut-Off is Sept. 12

Register Now



Conference Info

Keynote Speaker:

Senator Judd Gregg, SIFMA CEO

Senator Judd Gregg - HeadshotSenator Gregg is a national leader on fiscal policy, a well known budget expert and a respected voice on economic and financial regulatory issues. As SIFMA’s CEO, Senator Gregg helps promote the financial services industry’s role in leading economic growth and promoting job creation. Senator Gregg served as a U.S. Senator from 1993 to 2011 and was both Chairman and the Ranking Member of the Senate Budget Committee. Senator Gregg served as Governor of New Hampshire (1989-1993) and as a U.S. Representative (1981-1989).

 Featured Speaker:

David Wright, Secretary General, International Organization of Securities Commissions (IOSCO)

David_WrightDavid Wright was appointed Secretary General of IOSCO in March 2012 after serving a distinguished career with the European Commission, where he worked at the highest levels of the European Unions’ political and regulatory system. He has advised European Commission Presidents, been a member of Sir Leon Brittan’s Cabinet and has been at the forefront of the drive to integrate the European Union’s financial services and capital markets.

Opening Speaker:

Olivia Mellan, MoneyHarmony

MellanSince 1982, Olivia Mellan has been a groundbreaker in the field of money psychology, couples communication, stress management, and conflict resolution. Her monthly column, The Psychology of Advice appears in Investment Advisor, and she has appeared on Oprah, the Today Show, and ABC’s 20/20, and other nationwide media. She also speaks nationwide to businesses, professional groups, and the general public.



  • Addressing The Demand for Liquidity in Privately Placed Securities
  • Remedies and Recompense: An Examination of Securities Arbitration and Class Action
  • Reclaiming Federalism: State Oversight of Small Offerings


  • Broker-Dealer
  • Corporation Finance
  • Investment Adviser
  • Investor Education
  • Enforcement
  • Joint Web CRD/IARD

The conference also will host meetings by the ABA Committee on State Regulation of Securities and a paralegal roundtable on Blue Sky Regulation.

2013 Annual Conference - Salt Lake City, UT

Hotel Info

The Grand America Hotel 
555 S. Main Street
Salt Lake City, UT 84111

Discounted Rate:
$219 plus tax
(Single Occupancy)

Reservation Code:
“NASAA Conference”

Reserve Your Room Here

Explore Salt Lake City 


















Future Conferences

2014 Spring Conference
The Mayflower Hotel
April 7-8, 2014
Washington, DC

2014 Annual Conference
The Westin Indianapolis Hotel
September 14-16, 2014
Indianapolis, IN





Print Friendly, PDF & Email