11/20/08	MICHIGAN: OFIR to Hold Investment Scams Training for Law Enforcement
11/19/08	FLORIDA: Investor Education in Your Community, a free non-commercial program
11/19/08	MISSOURI: Carnahan Announces Settlement with Commerce Brokerage Services
11/18/08	MASSACHUSETTS: Secretary Galvin Files Against Oppenheimer & Co, Inc. in Connection With its “Downstream” Sales of Auction Rate Securities
11/18/08	COLORADO: California Movie Production Company Sanctioned by Securities Commissioner
11/17/08	MONTANA: Pyramid Scheme Targets Butte, Montana and Surrounding Communities
11/17/08	TEXAS: Texas State Securities Board Enacts Ban on Use of Misleading "Senior Specialist" Designations
11/13/08	MISSOURI: Carnahan Shuts Down Missouri Oil Firm Scheme
11/13/08	MONTANA: Companies Fined over $1 Million, Restitution to Victims Nearly $300,000
11/13/08	NORTH DAKOTA: Commissioner Tyler Issues Cease and Desist Order Against Bruce A. Hager
11/10/08	COLORADO: Broomfield Company Sanctioned by Securities Commissioner
11/10/08	MONTANA: State Auditor John Morrison Issued Final Agency Decision in Case
11/10/08	NORTH CAROLINA: Catawba County Man Charged in Major Investment Fraud Case
11/05/08	WASHINGTON:  Everett Attorney Sentenced for Fraud - DFI Warns Investors to Get a Second Opinion and Investigate Before Investing
10/27/08	WASHINGTON:  DFI Adopts Rule to Protect Seniors from Marketing that Uses Misleading Professional Designations
10/24/08	CANADA:  Proposed New Disclosure Regime Will Provide More Meaningful Fund Information to Canadian Investors
10/17/08	CANADA:  Canadian Securities Regulators Seek Input on Proposed Trade-through Protection Rule
10/17/08	ARKANSAS:  Proposed Rules to the Arkansas Uniform Money Services Act
10/10/08	CONNECTICUT:  Governor Rell Announces Upcoming Financial Workshops
10/10/08	FLORIDA:  Florida Securities Regulator Supports "Protecting Senior Investors" Report
10/10/08	KENTUCKY:  Free Workshops Assist Investors
10/08/08	NEW YORK:  Attorney General Cuomo Announces Settlements with Bank of America and Royal Bank of Canada to Recover Billions for Investors in Auction-Rate Securities
10/07/08	ARIZONA:  Commission Finds Fraud in Unregistered Securities — Some Involving Real Estate Schemes
10/07/08	NEW YORK:  Attorney General Cuomo Announces $6.5 Million Insider Trading Settlement With UBS Top Executive David Aufhauser
10/02/08	NEVADA:  Securities Fraud Arrest Nets Man Barred by Securities and Exchange Commission
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