News Release Archive

2005 NASAA News Release Index

For news releases dated prior to 2005, click on the appropriate year below.

2004 2003 2002 2001 2000 1999


12/22/05

State Securities Regulators Remind Investors to Do Their Homework Before Investing in 529 College Savings Plans

12/12/05

Regulators Urge Investors to Carefully Check
Credentials of 'Senior Specialists'

11/22/05

Panelists Set For NASAA Forum on Naked Short Selling

11/17/05

NASAA to Host Forum on Naked Short Selling

10/07/05

SEC, NASAA Announce IARD System Fee Waiver

10/06/05

NASAA, NASD, and NYSE Regulation Applaud SEC Approval of New, Uniform Definition of "Branch Office" and Centralized Registration System

09/13/05

Incoming NASAA President Struck to Stress Respect and Collaboration

09/13/05

NASAA Sweep Identifies Investment Adviser Problems

09/02/05

NASAA Members Serving Investors in Wake of Hurricane Katrina

09/01/05

NASAA Advises Investors to Beware of Hurricane-related Scams

08/03/05

NASAA Statement on SEC Chairman Cox

07/28/05

NASAA Warns Investors to Beware of Phantom Regulators

07/18/05

NASAA Members Adopt Resolution
on State Securities Regulatory Authority

07/12/05

NASAA to Host Annual Conference in Minneapolis September 11-14

06/02/05

NASAA Statement on SEC Chairman Donaldson

06/02/05

NASAA Launches Online Enforcement Directory

05/11/05

NASAA Welcomes U.S. Virgin Islands as Newest Member

04/13/05

NASAA to Host Public Policy Conference

04/13/05

NASAA Applauds Designation of April as Financial Literacy Month

04/12/05

NASAA Member to Serve on SEC Advisory Committee

03/24/05

NASAA’s 2005 Top 10 Threats to Investors

02/16/05

NASAA Commends Launch of Congressional
Financial and Economic Literacy Caucus

01/11/05

NASAA Launches Redesigned Website



© 2008 North American Securities Administrators Association, Inc. All Rights Reserved.
Privacy Policy