NASAA Securities Arbitration Forum
Forum Resource Page
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Equity Indexed Annuities
>> NASAA Commends SEC for Advancing Equity Indexed Annuities Proposal. Details 

Auction-Rate Securities
>> State Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations. Details / Listen to the NPR News report

Notice of Request for Comment
>> NASAA Seeks Public Comments on Proposed Amendments to its Model Rules on Investment Advisers and Investment Adviser Representatives. Details 

Investor Awareness
>> NASAA Identifies Traps Likely to Burn Investors This Summer. Details.

Senior Investor Protection
>> New Hampshire Governor Signs Senior Investor Protection Legislation Into Law. Details. 

>> State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars

2008 Legislative Priorities
>> NASAA outlines pro-investor legislative agenda. Details