Current NASAA Headlines

The most recent headlines from NASAA are listed below. All news releases, statements and announcements from NASAA can be found in the News Release Archive section of the website.

02/25/10

NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009

02/22/10

Planning Your Retirement with Confidence

02/03/10

Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

01/15/10

$5.15 Million Available to Investors in Securities Fraud Case

01/14/10

NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown

01/11/10

Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice

01/11/10

NASAA President to Testify Before Financial Inquiry Commission

12/29/09

State Securities Regulators Announce Settlement with Stifel, Nicolaus & Co., Inc. in Auction Rate Securities Investigations

12/14/09

NASAA Applauds House Passage of Regulatory Reform Bill

12/04/09

State Securities Regulators Urge Congress to Resist Pressure to Weaken Investor Protections in Reform Proposals

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