The most recent headlines from NASAA are listed below. All news releases, statements and announcements from NASAA can be found in the News Release Archive section of the website.
02/03/10
Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection
01/15/10
$5.15 Million Available to Investors in Securities Fraud Case
01/14/10
NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown
01/11/10
Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice
NASAA President to Testify Before Financial Inquiry Commission
12/29/09
State Securities Regulators Announce Settlement with Stifel, Nicolaus & Co., Inc. in Auction Rate Securities Investigations
12/14/09
NASAA Applauds House Passage of Regulatory Reform Bill
12/04/09
State Securities Regulators Urge Congress to Resist Pressure to Weaken Investor Protections in Reform Proposals
11/18/09
State Securities Regulators Announce $1.3 Billion Settlement with Wells Fargo Investments in Auction Rate Securities Investigations
11/12/09
The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
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