NASAA is pleased to serve as your gateway to news and information from its member jurisdictions. The latest news releases from NASAA members are listed below.
Click here for a listing of newsrooms for most NASAA members.
07/01/09
WISCONSIN: Wisconsin Biennial Budget Legislation Contains Securities Law Fee Changes Effective July 1, 2009
06/30/09
OHIO: Division of Securities Offers Tips to Help Investors Avoid Ponzi Schemes
INDIANA: Former Alanar, Inc. Executives Charged In Massive Affinity Fraud Case
NEW BRUNSWICK:New chair of New Brunswick Securities Commission appointed
06/26/09
ONTARIO: Notice of Statement of Priorities for Financial Year
MARYLAND: Unregistered Broker Pleads Guilty to Securities Fraud and Embezzlement in Payday Loan Scheme
06/25/09
OREGON: State Finalizes Agreement with Prosper Marketplace Over Sales of Unregistered Securities
BRITISH COLUMBIA: Former president and CEO of mining issuer receives a lifetime ban
06/24/09
MONTANA: Lindeen Bans Bozeman Man from Conducting Securities Business in Montana
ARKANSAS: Arkansas Securities Commissioner Issues a Cease and Desist Order Stopping Unlicensed Mortgage Loan Activity
06/23/09
MONTANA: Lindeen Orders Shutdown of Bozeman Multi-Level Marketing Scheme, Securities Fraud Scam
NEVADA: Investigators Execute Search Warrant on Offices of Man Charged With Senior Exploitation in Real Estate Scam
06/22/09
MISSOURI: Carnahan Slams the Door on Real Estate Investment Scam in Southwest Missouri
TEXAS: Mexican property investment scheme results in $1.7 million theft of investors’ money, four indictments
06/18/09
VERMONT: Governor Douglas Speaks at Investment Protection Forum
ARKANSAS: Arkansas Securities Commissioner Issues a Cease and Desist Order Stopping the Sale of Unregistered Securities
COLORADO: Colorado Securities Commissioner Agrees to Merrill Lynch Auction Rate Securities Settlement
QUEBEC: Louis Morisset re-elected as Chairman of IOSCO MOU Monitoring Group
06/17/09
QUEBEC: One-year prison term for contempt of court
ALBERTA: ASC Finds Global Petroleum Strategies Operated a Boiler Room
06/16/09
ALABAMA: Alabama Securities Commission Launches Statewide Military Outreach Program
06/15/09
PENNSYLVANIA: Securities Commission Urges Citizens to Report Elder Abuse
MAINE: Office of Securities' Investigations Lead to Indictments
KENTUCKY: Citizens, Service Providers Urged to Report Elder Abuse
NEVADA: Investigators Seek Public Assistance in Locating Man Charged with Senior Exploitation in Real Estate Scam
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