12/13/07	Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season
12/12/07	NASAA Testimony Regarding S. 1782, the Arbitration Fairness Act of 2007
09/12/07	Regulatory Preemption: Are Federal Agencies Usurping Congressional and State Authority?
09/05/07	“Advising Seniors About Their Money: Who Is Qualified - and Who Is Not?”
07/11/07	After Blackstone: Should Small Investors be Exposed to Risks of Hedge Funds?
05/17/07	NASAA President's Testimony on Consolidation of NASD and the Regulatory Functions of the NYSE
04/30/07	The Federal Government's Role in Empowering Americans to Make Informed Financial Decisions
09/28/06	NASAA Written Statement on Investor Education Submitted to House Committee on Financial Services Subcommittee
07/17/06	NASAA President's Statement at SEC Seniors Summit
03/29/06	Protecting Senior Citizens Against Investment Fraud
03/01/06	Financial Services Regulatory Relief Legislation
09/22/05	H.R. 3505 – The Financial Services Regulatory Relief Act of 2005
06/02/04	The Role of State Securities Regulators in Protecting Investors
06/02/04	The Role of State Securities Regulators in Protecting Investors, Enforcement Overview
03/23/04	Protecting Senior Citizens Against Internet Investment Fraud
06/05/03	The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)
05/07/03	Wall Street Analyst Conflicts of Interest Global Settlement
03/06/03	H.R. 957, The Broker Accountability through Enhanced Transparency Act of 2003
06/25/02	The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation
06/19/02	Penalties for White Collar Offenses: Are we Really Getting Tough on Crime?
05/23/02	One Broker Gone Bad: Punishing the Criminal, Making Victims Whole
02/06/02	The Importance of Financial Literacy and Education in America
03/06/01	Protecting Consumers: What Can Congress Do To Help Financial Regulators?
09/13/00	Organized Crime on Wall Street
05/08/00	Market Structure Issues for the Futures, Options and
02/25/00	NASAA Testimony Outlining Concerns About Day Trading
10/14/99	NASAA Statement on Public Offerings
09/16/99	The Practices and Operations of the Day Trading Industry
06/25/99	Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball
03/23/99	"Securities Frauds on the Internet and "Current Issues Concerning Online Trading"
03/22/99	“Securities Fraud on the Internet” & "Online Trading Issues"
02/24/99	The Financial Services Modernization Act of 1999
02/11/99	NASAA Testimony on HR 10 – The Financial Services Act of 1999
09/29/98	NASAA Testimony Regarding Mutual Fund Fees
06/25/98	NASAA Testimony on HR 10 – The Financial Services Act of 1998
06/02/98	NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings
07/29/97	NASAA Testimony Before the New York Attorney General Regarding Micro-Cap Fraud
07/17/97	NASAA Testimony on H.R. 10 -The Financial Services Competition Act of 1997
05/22/97	NASAA Testimony on H.R. 10 - The Financial Services Competitiveness Act of 1997
04/29/97	NASAA Testimony Regarding the Commodity Exchange Act Amendments of 1997
04/16/97	NASAA Testimony on H.R. 1053, the “Common Cents Stock Pricing Act of 1997”
02/25/97	NASAA Testimony on H.R. 268
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