Understanding Your Brokerage Account Statements Ever wonder why you get so much mail regarding your investments? Need help deciphering it all? This brochure lays out the basics of brokerage account statements and explains them in easy-to-understand language. This brochure is availabe in English and Spanish.

Promissory Notes: Promises, Problems This brochure will help you to understand the differences between various types of promissory notes, and describe warning signs that you may be getting a bad deal.

When your Broker Calls, Take Notes!

This easy to use checklist is designed to encourage investors to take down the specifics of any conversation they have with their broker -- and to hang up on any unsolicited offers to buy securities.

A Guide to Understanding 529 Plans

This resource offers information about College Savings Plans, also known as 529 Plans. The brochure also includes answers to frequently asked questions about 529 Plans. HTML VERSION

Protecting Your Finances: How to Avoid Investment Frauds and Scams

This Canadian Securities Administrators' publication, geared toward seniors, gives examples of how fraudsters gain the trust of their victims, provides useful tips on how to avoid being scammed and what they should do if they have a complaint about a financial investment they have made.

Cutting Through the Confusion This brochure explains the differences between brokers, investment advisers, and financial planners and identifies questions investors should ask themselves and potential providers before making a choice.