Senior Investor Resource Center
NASAA provides tools specifically for senior investors to help you protect yourself against investment fraud.
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Additional Resources for Seniors
NASAA members and other consumer education organizations offer excellent resources to help seniors better understand their investments.
Misleading Senior Designations
Seniors should carefully check the credentials of individuals holding themselves out as “senior specialists.”
Panelists Announced for NASAA Annual Conference
September 16, 2010 – NASAA announces the lineup of speakers and panels for its upcoming annual conference in Baltimore, Maryland.
NASAA Testimony Before the Financial Crisis Inquiry Commission
January 14, 2010 – Written testimony of NASAA President Denise Voigt Crawford delivered to the United States Financial Crisis Inquiry Commission.
Senior Investor Alert: Free Meal Seminars
State securities regulators warn senior investors to be aware that a combination of “free lunch” seminars, misleading professional “senior specialist” designations, and abusive sales practices can create a perfect storm for investment fraud.
NASAA Statement at SEC Seniors Summit
July 17, 2006 – Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.
NASAA Identifies Threats to Senior Investors in Senate Testimony
State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) — The North American Securities Administrators Association (NASAA) today identified three troubling trends endangering the retirement nest eggs of our nation’s growing senior population and outlined the steps state securities regulators are taking to protect senior investors from fraud. “My [...]
Protecting Senior Citizens Against Investment Fraud
March 29, 2006 – Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.
State Securities Regulators Release “Unlucky 13″ Investor Traps
Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006 WASHINGTON, DC (February 16, 2006) —The North American Securities Administrators Association (NASAA) today outlined a forecast of the 13 most common ways investors are likely to be trapped in 2006. “This list is anything but [...]
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