Search Results for: investor bill of rights
Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House…
Written Testimony of Michael S. PieciakNASAA Past-President and Vermont Commissioner of Financial RegulationOn behalf of The North American Securities Administrators…
TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…
Testimony of G. Philip Rutledge Deputy Chief Counsel, Pennsylvania Securities Commission Before the Permanent Subcommittee on Investigations of the Committee…
WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…
