Information on nationwide electronic registration for investment adviser firms and representatives.
A guide to information about the fees to register investment adviser firms and representatives, as well as computerization fees.
A guide to jurisdictions that exempt broker agents from IA exam requirements.
Investment Adviser Public Disclosure (IAPD)
Search for an investment adviser firm on this website and view review the public portions of federal and state registered firms’ Forms ADV Part I. To get detailed information on an investment adviser firm or representative, including disciplinary history, contact your state securities regulator.
A list of Service Bureaus that will assist investment advisers with their registration obligations for a fee.
IARD System FAQs
Answers to Frequently Asked Questions addressing technical and navigational questions about the IARD system.