Request for Public Comment: Cross Reference Sheets

The NASAA Board of Directors has authorized release for public comment the following amendments to add cross reference sheets in the NASAA Guidelines for the Registration of Asset-Backed Securities, the Registration of Equipment Programs, the Registration of Commodity Pool Programs, and the Registration of Oil and Gas Programs.

Comments on the proposed amendments are invited. To facilitate consideration of comments, please send comments to each Project Group member and the NASAA Legal Department. Contact information is available in each proposal.

The public comment period will remain open to October 21, 2011.

Downloads:

NASAA Proposals, Regulatory Activity, Request for Comment