Request for Public Comments Regarding Proposed New State Cover Sheets to Franchise Disclosure Documents

June 14, 2018

The Corporation Finance Section of the North American Securities Administrators Association (NASAA) is seeking public comments on a proposal to revise the instructions in the NASAA Franchise Registration and Disclosure Guidelines for filing the state cover page to Franchise Disclosure Documents. Comments on the proposal are due by July 13, 2018.

Download: Notice of Request for Public Comment

Public Comment Period

Comments on the proposal are due by July 13, 2018. To facilitate consideration of comments, please send comments to Dale Cantone (dcantone@oag.state.md.us), Chair of the Franchise and Business Opportunities Project Group; Bill Beatty (bill.beatty@dfi.wa.gov), Chair of the Corporation Finance Section Committee; Chris Staley (nasaacomments@nasaa.org), Assistant General Counsel; and Mark Stewart (nasaacomments@nasaa.org), Counsel at the NASAA Corporate Office. We encourage, but do not require, comments to be submitted by e-mail. Hard copy comments may be submitted at the address below:

NASAA Legal Department Mark Stewart, Counsel NASAA
750 First Street, NE, Suite 1140
Washington, DC 20002

Note: After the comment period has closed, NASAA will post to its website the comments it receives as submitted by the authors. Parties should therefore only submit information that they wish to make publicly available. Further, the following notice will appear on NASAA’s website where comments are posted: NASAA, its agents, and employees accept no responsibility for the content of the comments posted on this webpage. The views, expressions, and opinions expressed in the comments are solely those of the author(s).

 

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NASAA Proposals, Regulatory Activity, Request for Comment