Notice of Request for Public Comments Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Federal Crowdfunding Offerings

May 16, 2016

The North American Securities Administrators Association is requesting public comments on a proposed model rule and uniform notice filing form. The proposed model rule requires a notice filing for issuers conducting a federal crowdfunding offering in those states where either the issuer has its principal place of business or where 50% or greater of the aggregate amount of the offering has been purchased by residents. The proposed uniform notice filing form simplifies the filing process for issuers by incorporating documents filed on EDGAR and including consent to service of process language within the form.

Comments are due by June 17, 2016.

Download > Notice of Request for Public Comment

 

Note: After the comment period has closed, NASAA will post to its website the comments it receives as submitted by the authors. Parties should therefore only submit information that they wish to make publicly available. Further, the following notice will appear on NASAA’s website where comments are posted: NASAA, its agents, and employees accept no responsibility for the content of the comments posted on this Web page. The views, expressions, and opinions expressed in the comments are solely those of the author(s).

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NASAA Proposals, Regulatory Activity, Request for Comment