WASHINGTON, DC (October 30, 2015) – The following is a statement from Judith Shaw, President of the North American Securities Administrators Association (NASAA) and Maine Securities Administrator, regarding the announcement by FINRA that its Chairman and Chief Executive Officer Richard Ketchum plans to retire in the second half of 2016.

“NASAA has enjoyed a good working relationship with Rick and wish him well. We look forward to working with him until his successor is in place.”

For More Information:
Bob Webster | Director of Communications
202-737-0900