NASAA Seeks Industry Professional Input in Content Survey for NASAA Series 63/65/66 Examinations

NASAA is undertaking a job analysis study for the Series 63/65/66 exams. Part of the study includes a content survey designed to help determine the necessary knowledge for securities professionals who are required to pass one of these exams. Please see below for instructions for participation.

The results of the job analysis will be used to determine new content specifications for the Series 63/65/66 exams. With the support of our test development vendor, Prometric, this nationwide survey of broker-dealer agents and investment adviser representatives will help us identify the tasks performed in the industry and the knowledge required to perform those tasks. The survey responses will help us determine what changes, if any, should be made to the blueprint of the examinations.

The input of registered individuals is an essential element to continuing to ensure that the Series 63/65/66 examinations continue to be fair, complete and effective. Please consider taking the time to participate.


  • To access the survey, either click on the following URL or copy the URL to your Web browser:
  • The survey will take approximately 30 to 45 minutes to complete. You do not have to complete the survey in a single session. Instructions on how to save and return to the survey are provided after clicking on the URL above.
  • If, for any reason, you encounter any technical difficulties with completing the survey online or have questions regarding the survey content, you may contact Prometric, the organization conducting the survey on behalf of NASAA. Please be sure to identify the survey you are taking (NASAA JA Survey). Email:

Completed surveys should be submitted on/by February 13, 2015 (8:00 pm ET).

Thank you again for your time and contributing your expertise.

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