Notice of Request for Public Comments on Proposed Changes to NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized release for public comment proposed changes to the NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule under the Uniform Securities Act of 1956 and under the Uniform Securities Act of 2002.

Public Comment Period

The public comment period will remain open until September 5, 2013. To facilitate considerations of comments, please send comments to Andrea Seidt (Andrea.Seidt@com.state.oh.us), Chair of the Investment Adviser Section, and Joseph Brady (jb@nasaa.org) and A.Valerie Mirko (vm@nasaa.org), NASAA Legal Department. We encourage, but do not require, comments to be submitted by e-mail. Hard copy comments can be submitted at the address below. We also welcome any general comments on the NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule.

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Public Comment Notice

NASAA Legal Department
A.Valerie Mirko, Associate General Counsel
NASAA
750 First Street, NE, Suite 1140
Washington, DC 20002

NASAA Proposals, Regulatory Activity, Request for Comment