NASAA Insight, Fall 2012

 The Voice of State & Provincial Securities Regulation

Welcome to the NASAA Insight, the quarterly newsletter of the North American Securities Administrators Association, Inc. The NASAA Insight is designed to keep readers informed of recent NASAA activities. 

  Download the Fall 2012 NASAA Insight 

 

 Inside This Issue

  • A. Heath Abshure of Arkansas Takes NASAA Helm
  • NASAA Urges Caution as SEC Mulls Solicitation Rule
  • Broker-Dealer Compliance
  • Native American Outreach
  • Top Investor Traps
  • Protecting Senior Investors
  • NASAA on JOBS Act Implementation
  • Abshure: NASAA to add Offense to Defense
  • Photo Gallery: NASAA Conference Focuses on Innovation, Investors
  • President’s Message
  • Executive Director’s Message

NASAA Insight Archive

Click here to download past editions of the quarterly NASAA Insight newsletter.

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