NASAA Insight, Winter 2012

 The Voice of State & Provincial Securities Regulation

Welcome to the NASAA Insight, the quarterly newsletter of the North American Securities Administrators Association, Inc. The NASAA Insight is designed to keep readers informed of recent NASAA activities. 


 Download the Winter 2012 NASAA Insight

Inside This Issue

  • NASAA Testifies on Small Business Capital Formation
  • The Year of the Investment Adviser Switch Has Arrived: New Initiative Helps Streamline the Switch
  • NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat
  • Enforcement By the Numbers
  • NASAA Legislative Agenda for the 112th Congress
  • NASAA Urges SEC and FINRA to Close Regulatory Gaps in Private Placements
  • NASAA Membership Votes to Approve Exempt Reporting Adviser Model Rule
  • NASAA Amicus Supports Colorado Treatment of Joint Venture Interests as Securities
  • NASAA Spring Conference: Striking the Balance – Innovation, Investor Protection and Economic Growth
  • President’s Message
  • Executive Director’s Message

NASAA Insight Archive

Click here to download past editions of the quarterly NASAA Insight newsletter.

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