Comment Letters & Correspondence

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03/12/12 NASAA Letter to Senate Leadership on H.R. 3606, the JOBS Act
03/05/12 NASAA Comment Letter on H.R. 3606, the JOBS Act
11/03/11 NASAA Comment Letter to House of Representatives in Opposition of HR 2930
10/21/11 NASAA Letter to House Financial Services Committee on Crowdfunding and HR 2930
09/27/11 NASAA Letter to House Financial Services Committee on HR 2930 and 2940
06/15/11 NASAA Letter to House Financial Services Committee Leadership on H.R. 1070 and H.R. 1082
06/15/11 NASAA Comment Letter to Financial Services Subcommittee of the House Appropriations Committee on SEC Funding
03/10/11 NASAA Letter to Rep. Ted Deutch in support of H.R. 774, the Senior Investor Protections Enhancement Act of 2011
03/10/11 NASAA Letter to the Senate Banking Committee and House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises in support of the proposed FY 2012 budget for the SEC
06/29/10 NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report
06/22/10 NASAA Letter in Support of the Arbitration Fairness Act of 2009
06/10/10 NASAA Letter to House-Senate Conferees in Support of House Sec. 7103 Fiduciary Duty Provision
06/09/10 NASAA Letter to House-Senate Conferees Regarding Recommendations to Strengthen Financial Reform Legislation
05/27/10 NASAA Letter Offering Recommendations to Strengthen Financial Reform Bills
05/18/10 Joint Letter to Senate Opposing Collins Fiduciary Amendment
05/17/10 NASAA Underscores Support for Bond, Warner, Brown, Cantwell Regulation D Amendment
05/14/10 NASAA, CFA Letter Opposing Harkin/Johanns/Leahy Amendment on Equity Indexed Annuities
05/07/10 NASAA Letter Supporting Akaka/Menendez/Durbin “Honest Broker” Amendment to the Restoring American Financial Stability Act of 2010
05/04/10 NASAA Letter of Support for the Murray Amendment #3754 to S. 3217, the Restoring American Financial Stability Act of 2010
04/27/10 NASAA Letter to Senate Members Outlining Changes Needed to Strengthen the “Restoring American Financial Stability Act”
04/23/10 NASAA, NASS, AARP and CFA Letter to Senate Supporting Akaka/Menendez Fiduciary Duty Amendment
03/19/10 NASAA Letter to Senate Banking Committee Regarding Revisions to the Restoring American Financial Stability Act of 2010
12/09/09 NASAA Letter in Support of Cohen-Frank Amendment to H.R. 4173
11/19/09 NASAA Letter to Senate Banking Committee Leadership Regarding the Restoring American Financial Stability Act of 2009 Discussion Draft
11/03/09 NASAA Comment Letter to Financial Literacy Education Commission (FLEC) and U.S. Department of Treasury on the National Financial Literacy Strategy
11/02/09 NASAA Letter to House Financial Services Committee Leadership Regarding Investor Protection Act Amendments
10/27/09 NASAA Letter to House Financial Services Committee Leadership Regarding Investor Protection Act of 2009
10/26/09 Joint Letter to House Financial Services Committee Leadership Regarding Investor Protection Act
10/21/09 Joint Letter in Support of Mutual Fund Transparency Act of 2009
10/21/09 Joint Letter in Support of Fiduciary Language in Mutual Fund Transparency Act of 2009
07/14/09 NASAA, Certified Financial Planner Board of Standards, the Consumer Federation of America, the Financial Planning Association, Fund Democracy, the Investment Adviser Association, and the National Association of Personal Financial Advisors (NAPFA) Joint Letter on Obama Administration’s Fiduciary Duty Proposal
06/10/09 NASAA Letter to President Obama Regarding his May 20, 2009 Directive Setting Legal Limits on Regulatory Preemption
05/19/09 NASAA, Conference of State Bank Supervisors, and the National Association of Insurance Commissioners Issue Joint Letter to Leadership of Senate Banking and House Financial Services Committees Regarding State Role on Systemic Risk Council
03/23/09 NASAA, Investment Adviser Association and Consumer Federation of America Issue Joint Letter to Senate Banking Committee Regarding Legal Standards of Care Owed to Investors by Broker-Dealers and Investment Advisers
09/26/08 NASAA Letter to Congress Regarding Financial Bailout Proposals
09/08/08 NASAA Letter to U.S. House of Representatives Regarding H.R. 6513, the Securities Act of 2008
07/18/08 NASAA Letter to Rep. Sánchez and Rep. Cannon Regarding H.R. 3010, the Arbitration Fairness Act of 2008
05/23/08 NASAA Comment Letter to President’s Advisory Council on Financial Literacy
04/09/08 NASAA letter to Senator Akaka Regarding Financial Literacy Month 2008
03/06/08 NASAA Letter to Rep. Gutierrez regarding H.R. 1996, the Preservation of Federalism in Banking Act
10/01/07 NASAA Letter to Rep. Johnson regarding H.R. 3010, the Arbitration Fairness Act of 2007
09/24/07 NASAA letter to Sen. Feingold regarding S. 1782, the Arbitration Fairness Act of 2007
04/18/07 NASAA Letter in Support of The Shareholder Vote on Executive Compensation Act
04/16/07 NASAA Letter to Reps. Hinojosa and Biggert regarding Financial Literacy Month
04/16/07 NASAA letter to Senator Akaka Regarding Financial Literacy Month
03/28/07 NASAA Letter to Sen.Byrd regarding the National White Collar Crime Center (NW3C)
03/28/07 NASAA Letter to Rep. Mollohan regarding the National White Collar Crime Center (NW3C)
08/16/06 NASAA-CSBS-NASCUS Letter to Rep. Hastert regarding data security
06/06/06 NASAA Letter Regarding Financial Services Regulatory Relief Act of 2006
06/06/06 NASAA Letter to Senate Banking Committee regarding S. 418, the Military Personnel Financial Services Protection Act
04/07/06 NASAA Letter to Reps. Biggert and Hinojosa on H.Res. 737
04/07/06 NASAA Letter to Sen. Akaka on S. Res. 410
03/21/06 NASAA Letter on Pension Reform Legislation
03/09/06 NASAA 2006 Letter on National White Collar Crime Center (NW3C) Funding
03/03/06 NASAA Letter on Data Security Breach Legislation
11/18/05 NASAA Letter to Senator Charles Grassley in support of S. 1112, making permanent the federal tax-exempt treatment of Section 529 qualified tuition programs
11/18/05 NASAA Letter to Congresswoman Melissa Hart in support of H.R. 2386, making permanent the federal tax-exempt treatment of Section 529 qualified tuition programs
08/02/05 NASAA Letter on Commodity Exchange Reauthorization Act
07/14/05 NASAA Letter on Commodity Exchange Act Amendment
07/12/05 NASAA Letter on Military Personnel Financial Services Protection Act
04/04/05 NASAA Letter on NW3C Funding
09/09/04 NASAA letter to Rep. Max Burns (R-GA) in support of his efforts to protect military personnel from abusive financial services sales practices
09/03/04 NASAA Letter to Governor Schwarzenegger in support of the IARD mandate provision of A.B. 3070
04/22/04 NASAA Letter in Support of Full Funding for the National White Collar Crime Center (NW3C) in FY 2005
04/05/04 NASAA Letter of Support for H. Res. 578, Designating April 2004 as “Financial Literacy Month”
11/19/03 NASAA letter thanking those members of the House Financial Services Committee who signed a letter in opposition to section 8(b) of HR 2179
11/03/03 NASAA letter in support of legislation to strengthen protections for mutual fund shareholders
10/10/03 NASAA letter in support of legislation creating a Financial Literacy and Education Commission
07/29/03 NASAA Letter to the Senate Committee on Energy & Natural Resources regarding S. 14, the Energy Policy Act of 2003
07/22/03 NASAA Letter to the House Financial Services Committee Regarding HR 2179
07/10/03 NASAA Letter to Chairman Richard Baker, Capital Markets, Insurance and Government Sponsored Enterprises, Regarding HR 2179
05/09/03 Letter to the Senate and House in Support of Funding for the National White Collar Crime Center (NW3C)
03/24/03 NASAA Letter of Support for S. Res. 48, Designating April 2003 as “Financial Literacy for Youth Month”
07/19/02 Letter to House and Senate Conference on Corporate Accountability Legislation
07/05/02 NASAA Letter of Support for S. 2673 and Senator Leahy`s Amendment Incorporating S. 2010, the Corporate and Criminal Fraud and Accountability Act of 2002
07/01/02 NASAA Letter of Support for S. 2673 and Opposition to Any Preemption Amendment
05/02/02 NASAA Letter of Support for Funding the Excellence in Economic Education Act of 2001
04/15/02 Letter to Senate Judiciary Committee Chairman Patrick Leahy in Support of S. 2010, The Corporate and Criminal Fraud and Accountability Act of 2002
03/27/02 NASAA Letter to Congresswoman Sue Kelly Regarding State Viatical Regulations
03/05/02 NASAA Letter to Senator Patrick Leahy Regarding Bankruptcy Provisions of the Corporate and Criminal Fraud and Accountability Act of 2002
11/15/01 NASAA Letter to Senator Susan Collins Regarding of The Microcap Fraud Prevention Act of 2001
10/02/01 NASAA Comment Letter to the Federal Trade Commission on Gramm-Leach-Bliley Privacy Safeguards Rule
08/21/01 NASAA Letter to House and Senate Conferees on Conference on H.R. 1 the “No Child Left Behind Act of 2001″
07/18/01 NASAA Comment Letter on the SEC Interim Final Rules for the Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934
05/08/01 Letter to Chairman Spencer Bachus, House Subcommittee on Financial Institutions and Consumer Credit, Regarding H.R. 1408
04/20/01 Letter to U.S. Senate Regarding the Youth Financial Education Act
03/19/01 Letter to Chairman Gramm Regarding S.143, “The Competitive Market Supervision Act of 2001”
01/04/01 NASAA Extends Its Congratulations to Congressman Mike Oxley on his Chairmanship of the House Financial Services Committee
07/24/00 Letter from NASAA President Brad Skolnik to the House Banking Committee on H.R. 4541, the Commodity Futures Modernization Act of 2000
02/23/00 Letter from NASAA President Bradley Skolnik to U.S. House of Representatives Conferees Regarding S 761/HR 1714
01/19/00 Letter from NASAA President Brad Skolnik to Congressman Vito Fossella Regarding Decimilization
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