NASAA is pleased to serve as your gateway to news and information from its member jurisdictions. The latest news releases from NASAA members are listed below.
Click here for a listing of newsrooms for most NASAA members.
05/02/08
British Columbia: Securities regulator gives notice of hearing into alleged misleading statements by B.C. company and its directors
04/16/08
IDAHO: Senior Investor Alert: Credentials and Designations
04/13/08
ALABAMA: ASC Director on National NBC Dateline Hidden Camera Investigation
04/09/08
New Hampshire: Ameriprise Settles Securities Violations with State
04/08/08
ALABAMA: Tuscaloosa County Man Indicted for Alleged Violations of Alabama Securities Law
04/03/08
New Hampshire: State Securities Regulator Slams Federal Report
04/02/08
New Hampshire: NH Bureau of Securities Regulation, SEC & AARP Bring Senior Fraud Seminar to the Seacoast
03/26/08
KANSAS: Former Wichita Investment Adviser Representative, Stephen C. Langhofer, Convicted of Securities Fraud
03/25/08
ALABAMA: ASC, NASAA, SIPC Offer Answers to Investors Concerned About the Safety of Their Brokerage Accounts
03/20/08
ALABAMA: State Agencies Create Alabama Annuities Task Force
03/11/08
MISSOURI: New Investor Protection Website Helps Missourians Fight Fraud
02/29/08
COLORADO: Pro Football Team Sanctioned by Securities Commissioner
02/25/08
MONTANA: Morrison Orders Montana Firm to Stop Violating State Securities Laws
02/19/08
CALIFORNIA: California Department of Corporations Joins Nationwide Program to Help Streamline Franchise Review and Registration Process
02/14/08
MONTANA: Commissioner John Morrison Takes Legal Action to Halt Securities Violations in Montana
02/07/08
ALBERTA: Investor Watch: ASC Offers Tips for RRSP Investing in 2008
02/05/08
ALABAMA: Shelby County Man Arrested for Alleged Violations of Alabama Securities Law
ALABAMA: Three Orange County, California Residents Arrested for Alleged Alabama Securities Law Violations
02/04/08
IOWA: Iowa Insurance Division Strengthens Annuity Disclosure
02/01/08
MASAACHUSETTS: Secretary Galvin Charges Merrill Lynch in Connection with the Sales of Unsuitable CDOs to the City of Springfield
01/28/08
KENTUCKY: Investor Alert: Scams Often Hide Behind the Headlines
QUEBEC: Vincent Lacroix Sentenced to 12 Years Less One Day
01/16/08
ONTARIO: OSC urges consumers to “check before you invest”
01/15/08
IDAHO: Idaho Promoters Sued for Securities Law Violations $6.2 Million Raised in Alleged High Yield Investment Program
12/24/07
ALBERTA: ASC Staff Allege Illegal Distribution of Securities of Astris Energy Inc.
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