Current NASAA Headlines

The most recent headlines from NASAA are listed below. All news releases, statements and announcements from NASAA can be found in the News Release Archive section of the website.

04/29/08

State Securities Regulators Launch Program to Help Law Enforcement Investigate Investment Fraud

04/29/08

NASAA Applauds Proposed Amendment to Require Disclosure of Allegations Against Brokers in Arbitrations and Civil Lawsuits

04/17/08

State Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations

04/14/08

NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors

04/01/08

State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations

03/31/08

NASAA Statement on Treasury Department's Financial Services Regulatory Restructuring Plan

03/25/08

NASAA, SIPC Offer Answers to Investors Concerned About the Safety of Their Brokerage Accounts

03/12/08

Speakers Announced for NASAA Public Policy Conference

02/25/08

NASAA Brings Fraud Prevention Focus to America Saves Week

02/08/08

SEC, NASAA and FINRA Announce
New Steps to Help Protect Senior Investors

more...



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