Auction-Rate Securities
>> State Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations. Details / Listen to the NPR News report

Senior Investor Protection
>>  NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors. Details / Watch the Dateline report

>> State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars

Treasury Department "Blueprint"
>> NASAA Statement on Treasury Department's Financial Services Regulatory Restructuring Plan. Details / Comment Letter

Arbitration
>> NASAA applauds proposed amendment to require disclosure of allegations against brokers in arbitrations and civil lawsuits. Details

>> New study shows investors view arbitration as biased and unfair. Details / Study

>> NASAA testifies before Senate subcommittee on Arbitration Fairness Act of 2007 Testimony / News Release

2008 Legislative Priorities
>> NASAA outlines pro-investor legislative agenda. Details