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Important information on the ARS settlements.
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NASAA SPOTLIGHT

Fiduciary Focus: Get the Facts
Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection. News / Letter / Listen to the News Conference

NASAA Testimony
NASAA Testifies Before Financial Crisis Inquiry Commission >> Details / Testimony / Video

NASAA in the News
NASAA President Denise Voigt Crawford makes the case for increased state regulatory authority. Details / Video

Regulatory Reform
NASAA Statement on Senate Regulatory Reform Proposal. Details
NASAA Statement on House Passage of Regulatory Reform Bill. Details

Auction Rate Securities
Settlement with Wells Fargo Investments LLC. Details / ARS Information Center

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