07/26/10	NORTH CAROLINA: Former NC Day Trader Pleads Guilty to Mail Fraud
07/26/10	MISSOURI: Carnahan Recovers $574,000 for Senior Investors from Insurance Company
07/21/10	MISSOURI: Carnahan Reaches Agreement with Goldman Sachs that Returns up to $60 Million to Missourians
07/21/10	COLORADO: E*Trade Securities Charges with Fraudulent Sales of Auction Rate Securities
07/19/10	KANSAS: Olathe Company, CEO Ordered to Repay Over $1.4 Million to Defrauded Investors
07/19/10	ALABAMA: Baldwin County Resident Arrested for Multiple Violations of the Alabama Securities Act
07/16/10	BRITISH COLUMBIA: Panel orders two mining companies and their president to produce technical reports
07/16/10	MICHIGAN: OFIR Takes Action Against Wisconsin Man's Investment Scheme
07/15/10	MISSOURI: Statement from Secretary Carnahan on the Passage of the Wall Street Reform Legislation
07/15/10	OHIO: Columbus Man Indicted on 12 Counts of Securities Law Violations
07/15/10	KENTUCKY: New Law Enhances Penalties for Investment Fraud Against Senior Citizens
07/14/10	LOUISIANA: Investor Alert - BP Oil Spill Investments
07/14/10	WASHINGTON: William "Bill" Beatty Selected as Washington DFI Director of Securities
07/13/10	TEXAS: Corpus Christi Man Sentenced to Maximum Prison Time for Stealing Nearly $300,000 from Investors in ‘Storm-Proof’ Building Materials Scam
07/12/10	MISSOURI: Carnahan Returns $10,500 to Family of Deceased Southwest Missouri Investor
07/09/10	IDAHO: Record Revenue for State Generated by Securities Industry, Other Department of Finance Business Filings in Idaho
07/09/10	ALABAMA: Alabama Securities Commission Issues Order Against Company for Alleged Unregistered Stock Sales in Wake of Gulf Oil Spill
07/07/10	NEW JERSEY: N.J. Bureau of Securities Files Suit Against Former South Jersey Company and its Principals
07/06/10	DELAWARE: Three indicted in multi-state $100,000 pyramid scheme
07/05/10	QUEBEC: Cease trade and freeze orders related to Véhicules Nemo Inc.
07/01/10	WISCONSIN: Division of Securities launches Branch Office online filing for federal-covered advisers
07/01/10	MONTANA: Arthur Heffelfinger Pleads Guilty to Operating a $1.7 million Ponzi Scheme and Theft
06/30/10	MISSOURI: Carnahan Announces Additional $40 Million Available for UBS Auction Rate Securities Investors
06/30/10	QUEBEC: Use of monies collected following ABCP investigation emphasizes education, prevention and enforcement
06/29/10	PRINCE EDWARD ISLAND: Financially Savvy Islander Wins Financial Fitness Challenge
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