NASAA Insight

 NASAA Insight 

The Voice of State & Provincial Securities Regulation

Fall 2009

Welcome to NASAA Insight, the newsletter of the North American Securities Administrators Association, Inc. NASAA Insight is designed to keep readers informed of recent NASAA activities.

Download the Fall Issue.

Inside This Issue

  • Texas Securities Commissioner Elected New NASAA President
  • NASAA Testifies to Congerss on Regulatory Reform Plans
  • President's Message
  • Executive Director's Message
  • Stopping Elder Financial Abuse
  • Arbitration Reform
  • The Price of Aiding and Abetting Securities Fraud
  • On the State of Regualtory Reform
  • Annual Conference: Dispatches from Denver
  • NASAA Announces New Board of Directors, Section Chairs
  • New NASAA President Launches National Outreach
  • NASAA Targets Pre-Retirees with New Workplace Investor Education Initiative

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