NASAA Insight

 NASAA Insight 

The Voice of State & Provincial Securities Regulation

Fall, 2007 

 

Welcome to NASAA Insight, the quarterly newsletter of the North American Securities Administrators Association, Inc. This publication is designed to keep readers informed of recent NASAA activities. Click here to download the current issue.

Inside This Issue

NASAA Elects North Dakota's Karen Tyler as President
NASAA Spotlights Strong State Senior Initiatives at Summit
NASAA To Senate: Seniors Face Abusive Practices at "Free Lunch" Seminars
NASAA Announces New Board of Directors, Section Chairs
NASAA Presidential Address: Karen Tyler
SEC Commissioner Kathleen Casey Addresses NASAA Annual Conference
Coordinated Examinations Uncover Investment Adviser Deficiencies
NASAA Urges Passage of Arbitration Fairness Act of 2007
NASAA Raises Concerns of Investor Risk from Private Equity, Hedge Fund IPOS
NASAA Unveils New Investor Education Program: Fraud Scene Investigator
2007 Seniors Summit Spotlight

NASAA Insight Archive

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