Thanks for visiting the What's New page for the NASAA website. Here you will find links to the most recently added resources to the site.

Last Updated: July 29, 2010

NASAA Newsroom

07/27/10	NASAA To Host Annual Conference in Baltimore September 26-28
07/21/10	State Securities Regulators Applaud Dodd-Frank Wall Street Reform and Consumer Protection Act as it is Signed into Law
07/21/10	NASAA Statement on the SEC's Vote to Enhance Investment Adviser Disclosure
06/29/10	NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report
06/28/10	State Securities Regulators Announce Launch of Online Service Providing Background Information About Investment Adviser Representatives
06/24/10	NASAA Statement on House-Senate Conference Fiduciary Compromise
06/15/10	NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
06/15/10	NASAA Leads Fight Against Elder Financial Abuse
05/21/10	NASAA Statement on Passage of Senate Financial Reform Bill
05/04/10	NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council

Legal

06/21/10

NASAA amicus brief filed in the Colorado Court of Appeals arguing that choice of law provisions in securities agreements are void. (Mathers Family Trust, et al. v Cagle, et al.)

NASAA Comment Letters
 

07/13/10

NASAA Letter to SEC Regarding Application for Investment Adviser Registration, Part 2 (Form ADV, Part 2)

06/29/10	NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report
06/22/10	NASAA Letter in Support of the Arbitration Fairness Act of 2009
06/10/10	NASAA Letter to House-Senate Conferees in Support of House Sec. 7103 Fiduciary Duty Provision
06/09/10	NASAA Letter to House-Senate Conferees Regarding Recommendations to Strengthen Financial Reform Legislation
05/27/10	NASAA Letter Offering Recommendations to Strengthen Financial Reform Bills
05/18/10	Joint Letter to Senate Opposing Collins Fiduciary Amendment
05/17/10	NASAA Underscores Support for Bond, Warner, Brown, Cantwell Regulation D Amendment
05/14/10	NASAA, CFA Letter Opposing Harkin/Johanns/Leahy Amendment on Equity Indexed Annuities
05/07/10	NASAA Letter Supporting Akaka/Menendez/Durbin "Honest Broker" Amendment to the Restoring American Financial Stability Act of 2010

NASAA Testimony

07/15/10	The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
04/21/10	NASAA Urges Congress to Restore Investor Confidence
01/14/10	NASAA Testimony Before the Financial Crisis Inquiry Commission