Thanks for visiting the What's New page for the NASAA website. Here you will find links to the most recently added resources to the site.

Last Updated: December 12, 2008

NASAA Newsroom

12/11/08	NASAA Outlines Regulatory Reform Plan Promoting Wall Street Change for the Benefit of Main Street
12/01/08	Prosper Marketplace Inc. Enters Settlement With State Securities Regulators Over Sales of Unregistered Securities
11/24/08	Feeling the Squeeze: NASAA Offers Sandwich Generation Relief
11/19/08	NASAA Outlines Core Principles for Regulatory Reform in Financial Services
11/10/08	State Securities Regulators Remind Auction Rate Securities Investors to Contact Firms About Buyback Offers
10/30/08	SEC, NASAA Announce IARD System Fee Waiver
10/14/08	AARP and NASAA Launch “Free Lunch Seminar Monitor” Program
10/08/08	State Securities Regulators Announce Settlement with Bank of America and RBC Capital Markets Corp. in Auction Rate Securities Investigations
10/02/08	California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law
09/25/08	NASAA Cautions Main Street Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis
09/22/08	Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors
09/17/08	NASAA Installs New President, Board of Directors
09/16/08	State Securities Regulators Announce Settlement with Credit Suisse Securities in Auction Rate Securities Investigation
09/11/08	NASAA Supports SEC Equity-Indexed Annuities Proposal
08/21/08	State Securities Regulators Announce Settlements with Merrill Lynch, Goldman Sachs, Deutsche Bank in Auction Rate Securities Investigations

Legal

07/28/08

NASAA files an amicus brief in the Eighth Circuit in Pet Quarters, Inc. v. The Depository Trust and Clearing Corporation, arguing that federal law does not preempt a fraud claim under state law against various clearing and settlement organizations.

NASAA Comment Letters

09/26/08	NASAA Letter to Congress Regarding Financial Bailout Proposals
09/12/08	NASAA Comment Letter Regarding Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information, File No. S7-06-08
09/10/08	NASAA Comments on the SEC’s Proposed Rule That Would Subject Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws

NASAA Testimony

09/18/08

NASAA Testimony on Auction Rate Securities Market: A Review of Problems and Potential Resolutions