News From The Regulators

NASAA is pleased to serve as your gateway to news and information from its member jurisdictions.  The latest news releases from NASAA members are listed below.

Click here for a listing of newsrooms for most NASAA members.

 

07/01/09

WISCONSIN: Wisconsin Biennial Budget Legislation Contains Securities Law Fee Changes Effective July 1, 2009

06/30/09

OHIO: Division of Securities Offers Tips to Help Investors Avoid Ponzi Schemes

06/30/09

INDIANA: Former Alanar, Inc. Executives Charged In Massive Affinity Fraud Case

06/30/09

NEW BRUNSWICK:New chair of New Brunswick Securities Commission appointed

06/26/09

ONTARIO: Notice of Statement of Priorities for Financial Year

06/26/09

MARYLAND: Unregistered Broker Pleads Guilty to Securities Fraud and Embezzlement in Payday Loan Scheme

06/25/09

BRITISH COLUMBIA: Former president and CEO of mining issuer receives a lifetime ban

06/25/09

OREGON: State Finalizes Agreement with Prosper Marketplace Over Sales of Unregistered Securities

06/24/09

ARKANSAS: Arkansas Securities Commissioner Issues a Cease and Desist Order Stopping Unlicensed Mortgage Loan Activity

06/24/09

MONTANA: Lindeen Bans Bozeman Man from Conducting Securities Business in Montana

06/23/09

MONTANA: Lindeen Orders Shutdown of Bozeman Multi-Level Marketing Scheme, Securities Fraud Scam

06/23/09

NEVADA: Investigators Execute Search Warrant on Offices of Man Charged With Senior Exploitation in Real Estate Scam

06/22/09

MISSOURI: Carnahan Slams the Door on Real Estate Investment Scam in Southwest Missouri

06/22/09

TEXAS: Mexican property investment scheme results in $1.7 million theft of investors’ money, four indictments

06/18/09

VERMONT: Governor Douglas Speaks at Investment Protection Forum

06/18/09

ARKANSAS: Arkansas Securities Commissioner Issues a Cease and Desist Order Stopping the Sale of Unregistered Securities

06/18/09

COLORADO: Colorado Securities Commissioner Agrees to Merrill Lynch Auction Rate Securities Settlement

06/18/09

QUEBEC: Louis Morisset re-elected as Chairman of IOSCO MOU Monitoring Group

06/17/09

QUEBEC: One-year prison term for contempt of court

06/17/09

ALBERTA: ASC Finds Global Petroleum Strategies Operated a Boiler Room

06/16/09

ALABAMA: Alabama Securities Commission Launches Statewide Military Outreach Program

06/15/09

NEVADA: Investigators Seek Public Assistance in Locating Man Charged with Senior Exploitation in Real Estate Scam

06/15/09

PENNSYLVANIA: Securities Commission Urges Citizens to Report Elder Abuse

06/15/09

MAINE: Office of Securities' Investigations Lead to Indictments

06/15/09

KENTUCKY: Citizens, Service Providers Urged to Report Elder Abuse

more...



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