The most recent headlines from NASAA are listed below. All news releases, statements and announcements from NASAA can be found in the News Release Archive section of the website.
11/18/09
State Securities Regulators Announce $1.3 Billion Settlement with Wells Fargo Investments in Auction Rate Securities Investigations
11/12/09
The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
11/10/09
NASAA Statement on Senate Financial Services Regulatory Reform Proposal
11/04/09
NASAA Statement on the Investor Protection Act
10/28/09
NASAA Statement on Investment Adviser Regulation
10/13/09
NASAA Announces IARD System Fee Waiver
10/06/09
NASAA President Outlines Key Elements of Meaningful Regulatory Reform in Congressional Testimony
10/05/09
NASAA President to Urge Congress to Enact Meaningful Regulatory Reforms
NASAA Statement on FINRA Arbitration Pilot Program Expansion
09/29/09
NASAA Outlines Best Practices For Investment Advisers
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